Abstract:
Critical annotations on V. N. Voloshinov's study
"Marxism and the Philosophy of Language" (1929), on topics such as
reflexion vs. refraction, consciousness and signs, language and
ideology, Saussurean structuralism, verbal interaction, and theme vs.
meaning.
García
Landa, José Ángel. "Annotations on V. N. Voloshinov's Marxism and the Philosophy of Language." (Manuscript,
Brown University, 1988). Online
at Net Sight de José Angel García Landa.
2004.*
https://www.unizar.es/departamentos/filologia_inglesa/garciala/publicaciones/voloshinov.html
2004 - Discontinued 2020. Online at the
Internet Archive:
https://web.archive.org/web/20130404015033/https://www.unizar.es/departamentos/filologia_inglesa/garciala/publicaciones/voloshinov.html
2021
https://personal.unizar.es/garciala/publicaciones/voloshinov.html
2021
Also in:
_____. "Annotations on V.
N. Voloshinov's Marxism and the
Philosophy of Language." Academia 28 August 2013.*
_____.
"Annotations on V. N. Voloshinov's Marxism
and the Philosophy of Language." ResearchGate 23 Feb. 2015.*
https://www.researchgate.net/publication/262566335
_____.
"Annotations on V. N. Voloshinov's Marxism
and the Philosophy of Language." Humanities Commons 21 Feb. 2018.*
2018
B) Notes from some chapters of
the book (taken in 1988)
1. The Study of Ideologies and
Philosophy of Language
The Marxist theory of ideologies is bound up with
problems of the philosophy of language. Everything ideological is a
sign; "Without signs there is no ideology." Physical bodies may be
converted into signs and thus they become ideological products: they
reflect and refract another reality. The world of signs vs. the world
of natural phenomena.
11- "Every ideological sign is not only a reflection, a shadow of
reality, but is also itself a material segment of that very reality."
This is a fact neglected by idealism and by psychologism. "Consciousness itself can arise and become
a viable fact only in the material embodiment of signs."
Consciousness as a semiotic process: translating a sign into another
one: "And nowhere is there a break in the chain, nowhere does the chain
plunge into inner being, nonmaterial in nature and unembodied in
signs." This chain emerges in interaction between individuals:
consciousness is social. Ideology cannot be studied as individual
consciousness (idealism seeks supernatural causes; psychologism seeks
subhuman ones: both disregard human society).
12- "The individual consciousness is
a social-ideological fact." Consciousness cannot be
derived directly from nature, nor ideology from consciousness. [Cf. Croce's notion of intuition as
expression—JAGL].
13- "The study of ideologies does not
depend on psychology to any extent and need not be grounded in it." The
reality of social signs is directly determined by the total aggregate
of social and economic laws. "Ideological reality is the immediate
superstructure over the economic basis"—and it is not constructed by
individual consciousness, who is only a tenant in the edifice.
Ideological phenomena are linked rather with conditions and forms of
social communication. E. g. language: "The
word is the ideological phenomenon par excellence"— the entire
reality of the word is absorbed in its function of being a sign; it
reveals best the basic forms of semiology. [Cf. Saussure].
The word is a natural sign, not specialised in any ideological
function. But conversational language is an area of behavioral
ideology.
14- The word also becomes "the semiotic material of inner
life-consciousness (inner speech)." The material is pliable and
accessible to the individual.
15- That is why "the word functions
as an essential ingredient accompanying all ideological creativity
whatsoever"
(although none of the fundamental, specific ideological signs is wholly
replaceable by words). The word influences any other ideological
refraction. The word is the fundamental object of the Marxist study of
ideologies.
2. Concerning the relationship of the
Basis and Superstructures
Mechanical causality is inadmissible in the study of ideologies.
No connection between isolated facts in the basis and ideological
superstructures is valid—the fact torn from its ideological context [i.e. its structural relationships, cf. the
Saussurean notion of structure—JAGL]
is meaningless. The "dialectical generation of society (...) emerges
from the basis and comes to completion in the superstructures." E.g.,
new characters appear in a novel not because of some social change, but
because that social change has changed the structure of literature, of
"the whole novel, as a single organic unity subject to its own specific
laws." The word is the most sensitive index of social changes due to
its ubiquity (—even of those not yet defined).
Plexanov's "social psychology" is in fact the process of verbal
communication and interaction. There is nothing inner
in it. Production relations determine the forms of verbal
communication. There is a need for a typology of material forms of
expression, in order to understand how ideologies arise, in different
periods and social groups, and which themes arise.
21- Form: "the forms of signs are conditioned above all by the social
organization of the participants involved and also by the immediate
conditions of their interaction." But the contents of signs are also shaped
by social interaction.
22- "Only that which has acquired
social value can enter the world of ideology, take shape, and establish
itself there." The themes, and also the "individual" accents of
consciousness, are also interindividual.
23- "Existence reflected in signs is not merely reflected but refracted.
How is this refraction of exixtence in the ideological sign determined?
By an intersecting of differently oriented social interests within one
and the same sign community, i. e. by the
class struggle. Social
multiaccentuality preserves the dynamic force of signs. There are also
"dead" signs, withdrawn from the arena of ideological confrontation.
The inner dialectic quality of the sign appears clearly in times of
social crisis.
PART II
1. Two Trends of thought in Philosophy
of Language
—i.e. individualistic subjectivism
vs. abstract objectivism.
The actual mode of existence of language is a problem—vs. superficial
phonetic empiricism, etc.: language is not the sum of two different
psychophysiological processes (in individual speaker and hearer). It
must be studied in social intercourse (in social milieux and immediate
social events of communication). There are two basic trends in the
philosophy of language respecting the identification and delimitation
of language as an object of study.
—Individualistic subjectivism
considers the act of speech, individual and creative, as the basis of
language (and likewise of art). Language is conceived as energeia; the laws of its
creativity are the laws of individual psychology. Language as system (ergon) is the hardened lava of
individual creativity.
- This conception goes from Humboldt to Potebnja [Voloshinov does not mention Vico in this
respect.]
Steinthal too, in a more limited way. Wundt is similar, but in the
language of positivism. in the final analysis, all the explanations of
myth, language and religion are psychological.
- Vossler—positivistic again—rejects sticking to form and foregrounds
meaningful ideological factors. But he rejects social and political
facts to a "linguistic taste." The basic reality of language here is
not a system but the individual creative act of speech (Sprache als
Rede).
51- "everything that becomes a fact
of grammar had once been a fact of style"; there is a
"Precedence of style over grammar." Studies are on the border between
linguistics and stylistics.
- Croce: language as expression; it is individual.
—Abstract objectivism. For
this trend, the specific object of the science of language is not
speech acts but (52) "the linguistic
system as a system of the phonetic, grammatical and lexical forms of
language." The acts are idiosyncratic, but the system ensures
unity and comprehension. There is a normative
identity, vs. the individual variation. The system is acquired
ready-made by the individual. The individual act becomes a linguistic
act only because of the compliance with the system. The system has an
immanent and specific nature, not reducible to any other set of laws.
54- "This specifically linguistic
systematicity, in distinction from the systematicity of ideology (...)
cannot become a motive for the individual consciousness." It
is not a matter of "taste", but of arbitrary
correctness. This trend assumes a discontinuity between the
history of language and the system of language.
Here it is at odds with the first trend; for abstract objectivists,
history and language change are irrational, while the system is
coherent. For individualistic subjectivists, it was the generation of language (a
historical process) which ensured its reality. In Vossler,
56- "linguistic taste creates the unity of a language at any given
moment in time; and it is the same linguistic taste that creates and
secures the unity of a language's historical evolution."
The transition from one form to another is unconscious for abstract
objectivists, deliberate for individualist subjectivists; the system is
the essence of language for abstract objectivists, and it is dross for
individualist subjectivists. The principles of these trends are
antithetical.
The roots of abstract objectivism go back to Descartes and rationalism.
The interest lies not in the relation between sign and reality, but in
the relation of sign to sign in the system—the inner logic of the
system.
58- "Rationalists are not averse to taking the understander's viewpoint
into account, but are least of all inclined to consider that of the
speaker, as the subject expressing his own inner life." They use
mathematical analogies; the French eighteenth-century is their ideal
ground, but Saussure is the leading theorist. This school has been
influential in Russia (against Vossler). For Saussure, langage and parole are not fit for study—only langue, the system. The main thesis
is the correlation
language : utterance =
social : individual
—because they present the utterance as being entirely individual!
The utterance, the individual element, is an essential factor in a
history of language; history is seen as an irrational force disturbing
the logic of the system.
The rest of schools effect a compromise between both positions
(Neogrammarians are closer to objectivism; the fact as an
ultimate criterion, laws of sound, etc.). There is a rejection of
responsible philosophy.
2. Language, Speech, and Utterance
(Analysis of abstract objectivism).
Language is conceived as system. Can it be considered a real entity?
Not for the representatives of abstract objectivism. The system is an
"objective fact external to and independent of any individual consciousness." But
from a truly objective viewpoint language appears as endless becoming,
not as fixed system.
66- "Thus a synchronic system, from
the objective point of view, does not correspond to any real moment in
the historical process of becoming." Any system of social
norms exists only for the individual consciousness—and this relationship is itself an objective fact. [Note that Saussure's point of view as a subject, and as a linguist, is relevant here too, if we follow this reasoning. — JAGL.]
This results in an hypostasizing abstract objectivism—or else an
ambiguous use of the world "objective" (meaning either "objective from
the standpoint of the subjectivity of the speaker" or "from the
objective standopoint" (Saussure is ambiguous here).
But not even the subjective consciousness of the speaker conceives of
language as a system of normatively identical forms. For the speaker
the point of attention is not the identity of the form, but rather its
new value in a particular context. Similar for the hearer: it is not a
matter of recognizing the identity of the form; an attention (68) "to
understanding its novelty and not to recognizing its identity" [One
might emphasize that the one goes along with the other. And users of
language are often angered by breaches of linguistic norms.—JAGL]. Linguistic forms are not a fixed signal, but an adaptable sign. Signals are recognized; signs
are understood. The signal is not ideological, but merely technical.
Any act of understanding is already a response: it translates what is
being understood into a new context from which a response can be made.
Signalization is present in language, but is dialectically effaced by
the new quality of the sign (i.e. of language as such). It is present
in a second language: (69) "The ideal of mastering a language is
absorption of signality by pure semioticity and of recognition by pure
understanding." (In concrete contexts, etc.). The linguistic
consciousness of the speaker is not concerned with abstract normative
system, (70) "but with language-speech in the sense of the aggregate of
possible contexts of usage for a particular linguistic form." We do not
hear "words": (70) "Words are always filled with content and meaning
drawn from behavior or ideology." The criterion of correctness is only
applied abnormally—it is usually submerged by a purely ideological
criterion.
70- "Language, in the process of its practical implementation, is
inseparable from its ideological or behavioral impletion". But it is
divorced from it by abstract objectivism, which is a serious error. The
system is obtained by abstraction for a practical end: the focus of
attention has been the study of defunct, alien languages preserved in
written monuments—a philological orientation. Throughout all history,
(71) "Linguistics makes its appearance wherever and whenever
philological need has appeared"—a matter of necessity, but it is
inadequate for dealing with living speech; it lacks range. But even the
written monument is an inseverable element of verbal communication—it
is caught in the chain of performance:
72- "Each monument carries on the work of its predecessors,
polemicizing with them, expecting active, reponsive understanding and
anticipating such understanding in return." A work is part of science,
of literature, or of political life; and it is (72) "perceived in the
generative process of that particular ideological domain of which it is
an integral part." But it is viewed by the philologic linguist as an
isolated entity.
73- "Inevitably, the philologist linguist's passive understanding is
projected onto the very monument he is studying from the language point
of view, as if that monument were in fact calculated for just that kind
of understanding, as if it had, in fact, been written for the
philologist." A false notion of passive understanding permeates all.
The heuristic and pedagogical tasks of linguistics deform the
understanding of the work. The philologist is always a decipherer of
secrets, and a teacher —like the priests. The whole is permeated by a
philosophy of the Word, of the alien word. Foreign language
spell-bounds linguistic study. With the conqueror-chief, "incipit philosophia, incipit philologia."
Importance of the alien, foreign language word in history (it
determines a magical conception of the word). Linguistics is a product
of the foreign word; but it does not understand the role the foreign
word has played in it. Japhetic linguistics, and multitribal
languages—emerging from tribal names! A cognizance of the alien
word and its assumptions determines the way abstract objectivism
conceives of language at large.
77- "1. The factor of stable self-identity in linguistic forms takes
precedence over their mutability"—etc. Reification of language, a jump
from elements to the whole—decontextualization.
81- "people do not 'accept' their native language—it is in their native
language that they first reach awareness." There is no possibility of
linguistic responsibility if the system is just accepted (etc.).
The truth of language is to be found in the dialectical synthesis of
individual subjectivitism and abstract objectivism.
The utterance is not individual (something which both individual
subjectivism and abstract objectivism had assumed, and this is their
weak point):
82- "The utterance is a social phenomenon."
3. Verbal interaction
(Analysis of individualistic subjectivism, and synthesis of both trends).
Individualistic subjectivism is associated with romanticism (opposing
rationalism and classicism). Romanticism as a reaction against the
alien word and against the last resurgences of the cultural power of
the alien word. The romantics were the first philologists of the native
language. But this conception is also based on the monologic
utterance—conceived from the inside, from the person speaking. Speech
appears as expression: something
defined in the mind of the individual, and objectified for others with
signs. The expressible exists apart from expression; there is a
switching of form. They presuppose a dualism, inside/outside, with a
primacy for the inside, deformed in expression.
This is untenable. The inside and the outside are made of the same
material. And, (85) "It is not experience that organizes expression,
but the other way around—expression organizes experience". The
word is oriented to the addressee (that was ignored); and it appears in
a specific social situation, even if it is only the social purview of
our group. The inner world of the individual contains a social audience.
86- "A word is territory shared by both addresser and addressee"; "The
immediate social situation and the broader social milieu wholly
determine—and determine from within, so to speak—the structure of an
utterance." The speaker controls the production of the
signal, but not of the sign. (87) "The degree to which an experience is
perceptible, distinct, and formulated is directly proportional to the
degree to which it is socially oriented" —it is not a blur in the soul,
etc. [Cf. Croce.—JAGL]
2 poles: I-experience and We-experience (indifferentiation vs. differentiation).
Collective experience in a materially aligned group is the most
favourable ground for achieving ideological clarity and structuredness.
Individualistic self-experience is not the same as the I-experience: it is perfectly structured.
89- "individualism is a special ideological form of the 'we-experience'
of the bourgeois class." Self-confidence is not drawn from the inside,
but from society. "But there resides in this type of individualistic
'we-experience', and also in the very order to which it corresponds, an
inner contradiction that sooner or later will demolish its ideological
structuredness."
90- "Outside objectification, outside embodiment in some particular material (...) consciousness is a fiction." Consciousness
as material expression is an objective fact and social force, (90)
"capable even of exerting in turn an influence on the economic bases of
social life."
91- "Behavioral ideology is that atmosphere of unsystematized and
unfixed inner and outer speech which endows our every instance of
behavior and action and our every 'conscious' state with meaning"
(comparable to the "social psychology" in Marxism). (91) "The
established ideological systems of social ethics, science, art, and
religion are crystallizations of behavioral ideology, and these
crystallizations, in turn, exert a powerful influence back upon
behavioral ideology, normally setting its tone"—and providing vital
contact at the same time. The work is illuminated anew by the
consciousness of the perceiver: it gains new sustenance from the
ideology of each age.
There are several strata in behavioral ideology (with a different
definition, orientation, amplitude). They range from fleeting thoughts
to strata linked with ideological systems and which can modify the
economic basis. Creative individuality is a firmly grounded social
orientation. Biographical explanations are interesting in the lower
strata, but useless in the upper ones: the social
being is all-important there. Individualistic subjectivism is correct
in valuing the individual utterance and in not severing the linguistic
form and the ideological impletion. But it is wrong in deriving both
(ideology and subjectivism) from the individual psyche.
Conclusion:
94- "The actual reality of language-speech is not the abstract system
of linguistic froms, not the isolated monologic utterance, and not the
psychopathological act of its implementation, but the social event of
verbal interaction implemented in an utterance or utterances." The same
applies to printed verbal performances. [Cf. the "Discourse" section of Acción, Relato, Discurso— JAGL.]
95- "Any utterance, no matter how weighty and complete in and of
itself, is only a moment in the continuous process of verbal
communication." "Verbal communication can never be understood and
explained outside of this connection with a concrete situation." The
study of language should follow the steps of its actual generation:
from particular utterances, to the forms of utterance, to language
forms. The particular utterance is only an island in the continous sea
of discourse. Social circles determine the types of utterance used.
Rhetoric and poetics should be used to study the ideological utterance:
98- "1. Language as a stable system of identical forms is merely a scientific abstraction (..)
2. Language is a continuous generative process implemented in the social-verbal interaction of speakers.
3. The
laws of the generative process of language are not at all the laws of
individual psychology, but neither can they be divorced from the
activity of speakers. (...)
4.
Linguistic creativity does not coincide with artistic creativity nor
with any other type of specialized ideological creativity. But, at the
same time, linguistic creativity cannot be understood apart from the
ideological meanings and values that fill it. (...)
5. The structure of the utterance is a pure sociological structure."
The notion of an individual speech act is a contradictio in adjecto.
4. Theme and Meaning in Language
The
monologism of linguistics is revealed in the analysis of meaning
(conceived as passive understanding). The significance of an utterance
is its theme. Individual, irreproducible, determined by linguistic forms and by extraverbal situation.
100- "Only an utterance taken in its full, concrete scope as an historical phenomenon, possesses a theme." "Meaning" consists of the reproducible aspects of the utterance (abstract); "Meaning is the technical apparatus for the implementation of theme." There
is no clear boundary—but a dialectical dependence from one another.
Voloshinov alludes to Marr's theory of the origin of language starting
from a one-word utterance containing all significance, i.e. being all theme. OK in the sense that
101- "Multiplicity of meanings is the constitutive feature of word." Marr's one-word language ia all theme, but there is no meaning that one word. Theme is the upper limit of linguistic signifincance; meaning is the lower limit.
Voloshinov rejects the opposition of "usual" vs. "occasional" meanings,
or of "denotation" vs. "connotation", etc. —There is a tendency in such
discriminations to ascribe greater value to a central core of meaning,
presupposing it is stable. And this analysis would leave theme
unaccounted for. Cf. the problem of active understanding:
102- "To understand another person's utterance means to orient oneself
with respect to it, to find the proper place for it in the
corresponding context." "Any true understanding is dialogic in nature."
(—except in the case of the understanding a foreign language). [Note the danger of using "dialogic" in this sense, when some extra element must be added to characterize actual dialogue.—JAGL]
Meaning does not belong to the word, but to a word in its position
beween speakers. Meaning is realized only in active and responsive
understanding.
102-3- "Meaning is the effect of interaction between speaker and
listener produced via the material of a particular sound complex." The
word is always linked in actual speech with a specific evaluative accent.
The actual intonation is only a vehicle for this intonation (e.g.
swearwords can have many meanings). Intonation is used to convey this
evaluation only in familiar speech; public speech uses other evaluative
devices. It is this evaluation that plays the active role in changes of
meaning, and in the generation of themes.
The expansion of man's interests from primitive times is reflected in the generation of new semantic properties in language.
(...)
—oOo—